The mission of the Commodity Futures Trading Commission is to protect market users and the public from fraud, manipulation, and abusive …
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2024年10月25日
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When does the PTNGU prohibition become effective with respect to package transactions that include both (i) one or more MAT swaps (which are subject to a compliance date of November 1, 2020); and (ii) one or more non-MAT swaps that are intended to be cleared (which are subject to a compliance date of July 5, 2021)?
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Commission Regulation 37.9(d) prohibits a SEF from directly or indirectly disclosing the identity of a counterparty to a swap that is subject to the prohibition on post-trade...
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