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IJR
2 天
Biden Admin Goes After Finance Firm Led By Trump Cabinet Nominee
The Securities and Exchange Commission (SEC) on Thursday charged Cantor Fitzgerald L.P., a global financial services firm headed by one ...
11 天
on MSN
Donald Trump Commerce Pick's Firm Charged by SEC
A firm run by Donald Trump's pick for secretary of commerce has been sued by the Securities and Exchange Commission ( SEC) over allegations that it misled investors.
JD Supra
1 天
Fifth Circuit Vacates SEC Order Approving Nasdaq Board Diversity Rules
On December 11, 2024, the US Court of Appeals for the Fifth Circuit vacated the US Securities and Exchange Commission’s (SEC) order approving ...
11 天
SEC Issues $6.75M Fine Against Financial Firm Led by Trump's Choice to Lead Commerce Dept.
The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...
Compliance Week
11 天
SEC fines Cantor Fitzgerald $6.75M for failing to disclose pre-IPO talks
Financial services firm Cantor Fitzgerald will pay a $6.75 million fine to the Securities and Exchange Commission for making ...
Bisnow
12 天
Cantor Fitzgerald To Pay $6.75M Fine To SEC For Misleading Disclosures
The company's CEO, Howard Lutnick, has been nominated to serve as commerce secretary under President-elect Donald Trump ...
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