period for which the Form 13F report is filed; and ii. the reporting Manager has a reasonable belief as of the period end that it may not close the entire position on or before the date that the Manager is required to file the Form 13F report with the Commission. If the Manager makes these representations in writing at the time that the Form 13F
Frequently Asked Questions About Form 13F - SEC.gov
2022年6月23日 · All Form 13F reports that are filed on or after January 3, 2023, whether public or confidential (including all Form 13F reports for the quarter ending December 31, 2022, and for any other preceding or succeeding calendar quarter), must use the updated Form 13F. For example, an amendment to a Form 13F for the quarter that ended March 31, 2022 ...
Form 13F Data Sets - SEC.gov
The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR. The data is presented without change from the “as-filed” submissions and in a flattened format to provide the public with readily available Form 13F data. The data sets will be updated quarterly.
SEC.gov | Form 13F
Form 13F Form 13F. form13f.pdf (196.65 KB) Section 13F of the SEC Act. Return to top. SEC homepage.
Form 13F Data Sets - SEC.gov
2022年8月2日 · The Form 13F Data Sets are now available for download. The Form 13F Data Sets provide the securities holding information required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934, as made publicly available in structured Form 13F filings with the Commission.
Official List of Section 13 (f) Securities - SEC.gov
It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. Current List. 3rd Quarter 2024: PDF; Archive Lists. 2nd quarter 2024; 1st quarter 2024
SEC Proposes Amendments to Update Form 13F for Institutional …
2020年7月10日 · The proposed amendments to Form 13F and rule 13f-1 under the Securities Exchange Act of 1934 would raise the threshold for reporting specified equity securities on Form 13F from $100 million to $3.5 billion, the first change to the threshold since the form was adopted in …
SEC FORM 13F-HR
2024年2月14日 · Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] No.
Rule 13f-2, Form SHO, and the amendment to the CAT NMS Plan will fill an information gap for the Commission and other regulators by providing insights into the lifecycle of a short sale that are not available under existing data sources. How the Rules Apply Rule 13f-2 and Form SHO: Rule 13f-2 will require a Manager to file a Form SHO report via
Create an XML Information Table for Form 13F Using Excel
3. Select the form type from the Type of Filing list and select the Next button. The Continue with Saved Form option is applicable if the file has been saved from the electronic 13F form on the EDGAR filing website. The saved online form will be saved to the Downloads folder and will have an .eis file extension (e.g. 13F_Filer.eis). 4.